Melissa Noble Ligotti

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-08-28

ME RA
APPROVED

Since 2023-08-28

Branch Locations

1 Portland Square Ste 6A, Portland, ME 04101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Portland	ME	05/2017	02/2020
Gh Berlin Windward	Westbrook	ME	01/2006	05/2017
Morgan Stanley	Portland	ME	02/2020	08/2022
Morgan Stanley Private Bank, N.A	New York	NY	08/2022	08/2023
Wells Fargo Clearing Services, Llc	Portland	ME	08/2023	Present

05/2017 → 02/2020

Ameriprise Financial Services Inc

Portland, ME
01/2006 → 05/2017

Gh Berlin Windward

Westbrook, ME
02/2020 → 08/2022

Morgan Stanley

Portland, ME
08/2022 → 08/2023

Morgan Stanley Private Bank, N.A

New York, NY
08/2023 → Present

Wells Fargo Clearing Services, Llc

Portland, ME

Previous Registrations

2020-02-14 → 2023-08-29

Morgan Stanley

Portland, ME
2019-07-29 → 2020-03-06

Ameriprise Financial Services, Llc

Portland, ME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-13

S66 Uniform Combined State Law Examination

2019-07-13

Other Names

Melissa Sue Noble Elliott
Melissa Sue Mcguire
Melissa Sue Bradford
Melissa Noble Ligotti
Melissa Sue Noble

View on SEC IAPD