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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-09 |
| NJ | RA | APPROVED | 2021-01-12 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
1 W Railroad, Tenafly, NJ 07670 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Closter | NJ | 02/2016 | Present |
| Wells Fargo Clearing Services, Llc | Closter | NJ | 05/2017 | Present |
| Bsi Construction | Northvale | NJ | 09/2009 | 02/2017 |
BB COMMUNICATIONS LLC, NOT INV RELATED, NORTHVALE, NJ, 100% OWNERSHIP WITH SPOUSE, START 1/1/2019, ZERO HOURS PER MONTH, PHONE CARD WHOLESALE. DOVO DESIGNES LLC, NOT INV RELATED, 100% OWNERSHIP WITH SPOUSE, START 1/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, WHOLESALE JEWELRY. POWER OF ATTORNEY FOR FATHER, INV RELATED, NORTHVALE, NJ, START: 8/1/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORTHVALE, NJ, START: 8/1/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INVT RELATED, CLIFFSIDE PARK, NJ, 100% OWNERSHIP, START DATE 11/15/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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