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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| CA | RA | APPROVED | 2022-04-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Los Angeles | CA | 06/2017 | 02/2018 |
| Wells Fargo Bank | Hollywood | CA | 07/2013 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 04/2018 | 04/2022 |
| Bank Of America, N.A. | Beverly Hills | CA | 04/2018 | 04/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 04/2022 | Present |
| Merrill Lynch | Beverly Hills | CA | 04/2018 | 04/2022 |
| Unemployed | Los Angeles | CA | 03/2018 | 03/2018 |
| Ameriprise Financial | Los Angeles | CA | 06/2017 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 2015-09-02 |
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