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Michael Christopher Giacone

Ubs Financial Services Inc.

Houston, TX

New York City, NY

Westfield, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NJ RA APPROVED 2024-02-14
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NJ RA
    APPROVED
    Since 2024-02-14
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

Houston, TX • United States

1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston College Chestnut Hill MA 06/2016 05/2017
Ubs Financial Services Inc. New York NY 06/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06

View on SEC IAPD

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