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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-31 |
| NC | RA | APPROVED | 2020-11-16 |
| TX | RA | APPROVED | 2020-06-30 |
| VA | RA | APPROVED | 2020-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | 04/2020 |
| I Sports Web | Charlotte | NC | 08/2017 | 05/2018 |
| Lpl Financial | Charlotte | NC | 05/2017 | 08/2017 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2014 | 05/2018 |
| Unemployed | Charlotte | NC | 05/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 04/2020 | Present |
| Bank Of America, N.A. | Richmond | VA | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-19 |
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