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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| NY | RA | APPROVED | 2021-04-27 |
| NJ | RA | APPROVED | 2019-07-12 |
Branch Locations
821 Preempiton Road Building 400, Geneva, NY 14456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rochester | NY | 02/2019 | 08/2019 |
| Ports Cafe | Geneva | NY | 09/2017 | Present |
| Merrill Lynch | Baltimore | MD | 05/2017 | 08/2017 |
| Peoples Bank | Chestertown | MD | 05/2016 | 05/2017 |
| Morgan Stanley | Geneva | NY | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-11 |
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