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Samuel Colleran

Ingalls Investment Management, LLC

New York, NY

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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-10
CA RA APPROVED 2026-08-10
CO RA APPROVED 2026-08-10
CT RA APPROVED 2026-08-10
DE RA APPROVED 2026-08-10
FL RA APPROVED 2026-08-10
KS RA APPROVED 2026-08-10
ME RA APPROVED 2026-08-10
MA RA APPROVED 2026-08-10
NH RA APPROVED 2026-08-10
NJ RA APPROVED 2026-08-10
NY RA APPROVED 2026-08-10
NC RA APPROVED 2026-08-10
OH RA APPROVED 2026-08-10
SC RA APPROVED 2026-08-10
  • AZ RA
    APPROVED
    Since 2026-08-10
  • CA RA
    APPROVED
    Since 2026-08-10
  • CO RA
    APPROVED
    Since 2026-08-10
  • CT RA
    APPROVED
    Since 2026-08-10
  • DE RA
    APPROVED
    Since 2026-08-10
  • FL RA
    APPROVED
    Since 2026-08-10
  • KS RA
    APPROVED
    Since 2026-08-10
  • ME RA
    APPROVED
    Since 2026-08-10
  • MA RA
    APPROVED
    Since 2026-08-10
  • NH RA
    APPROVED
    Since 2026-08-10
  • NJ RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10
  • NC RA
    APPROVED
    Since 2026-08-10
  • OH RA
    APPROVED
    Since 2026-08-10
  • SC RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake OH 08/2018 11/2019
Miami University Oxford OH 08/2014 05/2018
Merrill Lynch New York NY 05/2017 08/2017
Stewart Asset Management Llc New York NY 11/2019 12/2022
Spouting Rock Asset Management Llc New York NY 12/2022 02/2024
Ingalls & Snyder New York NY 02/2024 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
  • 08/2018 → 11/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Westlake, OH
  • 08/2014 → 05/2018
    Miami University
    Oxford, OH
  • 05/2017 → 08/2017
    Merrill Lynch
    New York, NY
  • 11/2019 → 12/2022
    Stewart Asset Management Llc
    New York, NY
  • 12/2022 → 02/2024
    Spouting Rock Asset Management Llc
    New York, NY
  • 02/2024 → Present
    Ingalls & Snyder
    New York, NY
  • 08/2026 → Present
    Ingalls Investment Management, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-22
S66 Uniform Combined State Law Examination 2019-03-23
  • S65 Uniform Investment Adviser Law Examination
    2024-06-22
  • S66 Uniform Combined State Law Examination
    2019-03-23
Other Names
  • Sam Colleran
  • Samuel Colleran
  • Samuel George Colleran

View on SEC IAPD

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