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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 05/2017 | 06/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 06/2017 | 11/2017 |
| William Paterson University | Wayne | NJ | 09/2012 | 05/2017 |
| Locker Financial Services, Llc | Little Falls | NJ | 11/2016 | 04/2017 |
| William Paterson University | Wayne | NJ | 09/2012 | 04/2017 |
| Fidelity Brokerage Services Llc | Millburn | NJ | 03/2018 | Present |
| Unemployed | King Of Prussia | PA | 11/2017 | 03/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-29 |
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