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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-28
  • TX RA
    APPROVED
    Since 2023-04-28

Branch Locations

Dripping Springs, TX • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 06/2017 08/2018
Minnesota Life Insurance Co. St. Paul MN 06/2017 08/2018
Img Financial Group, Inc. Houston TX 06/2017 08/2018
Torchy's Tacos Sugar Land TX 05/2016 05/2017
University Of Houston Houston TX 07/2013 05/2017
Img Financial Group, Inc. Houston TX 05/2017 06/2017
Kestra Financial, Inc. Austin TX 08/2018 08/2021
Nixon Capital Llc Austin TX 08/2021 04/2023
Regal Investment Advisors, Llc Kentwood MI 04/2023 Present
  • 06/2017 → 08/2018
    Securian Financial Services, Inc.
    St. Paul, MN
  • 06/2017 → 08/2018
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 06/2017 → 08/2018
    Img Financial Group, Inc.
    Houston, TX
  • 05/2016 → 05/2017
    Torchy's Tacos
    Sugar Land, TX
  • 07/2013 → 05/2017
    University Of Houston
    Houston, TX
  • 05/2017 → 06/2017
    Img Financial Group, Inc.
    Houston, TX
  • 08/2018 → 08/2021
    Kestra Financial, Inc.
    Austin, TX
  • 08/2021 → 04/2023
    Austin, TX
  • 04/2023 → Present
    Kentwood, MI
Previous Registrations
Other Businesses

Name: 6401 Cascada Dr, LLC; Not Investment Related; 1000 Barton Creek Dr Dripping Springs, TX; Rental Property; Owner; Start Date: 6/26/2025; 2 Hours per month; 0 during trading hours; Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Other Names
  • Thomas J Bonnington

View on SEC IAPD

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