Brad Richard Small

Current Employers

Employment History

• 12/2011 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → 03/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 03/2025 → Present
  Thepartners Wealth Management
  Carmel-By-The-Sea, CA

Previous Registrations

• 2024-10-11 → 2025-04-02
  Osaic Wealth, Inc.
  Sinking Spring, PA
  Scottsdale, AZ
• 2011-12-23 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2011-07-28 → 2011-12-22
  Osaic Fa, Inc.
  Sinking Spring, PA
  Cherry Hill, NJ
  Reading, PA

Other Businesses

1.SMALL STEPS MANAGEMENT GROUP LLC POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Manage real estate. 2. BRAD SMALL POSITION: Agent NATURE: Insurance Related Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Sales of life insurance and other insurance products. 3. Boy Scouts of America Hawk Mountain Council - Volunteer helping the youth and programs. Start date: 05/2013, Devotes 3-4 hrs. per month. 4. COACTIVE WEALTH STRATEGISTS LLC POSITION: Managing Partner NATURE: DBA - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 11/09/2011 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Processing of business done through Osaic and insurance companies, and other approved product sources. 5. SMALL STEPS SCHOLARSHIP FUND POSITION: Founder/Curator NATURE: This is a scholarship program that I started 24 years ago to recognize outstanding high school students moving on to higher education. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Run the scholarship fundraising activities. The funds are managed by the Berks County Community Foundation. 6. SMALL STEPPING STONES, LLC POSITION: Owner NATURE: Real Estate - LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Maintaining and running the property. This is where our business office is located. 7. BOY SCOUTS OF AMERICA - SCOUTS BSA POSITION: Board Member NATURE: I am a board member of the Hawk Mtn Council of Scouts BSA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2015 ADDRESS: 5027 Pottsville Pike, Reading PA 19605, United States DESCRIPTION: Volunteer helping the youth and programs 8. HYBRID FITNESS POSITION: Partner NATURE: This is a partnership between myself and Daniel Hannum. Dan is a 51% owner and I am 49%. Dan is a trainer who runs a gym out of the Pole Barn on my property. It is setup as an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2024 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: I assist with the paying of bills and decision making.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-04
• S63 Uniform Securities Agent State Law Examination
  1999-07-30