Anthony Rossi

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jersey Mikes	Concord	NC	09/2016	05/2017
University Of North Carolina At Charlotte	Charlotte	NC	08/2015	05/2017
The Vanguard Group, Inc.	Charlotte	NC	06/2017	08/2017
Uwharrie Investment Advisors	Albemarle	NC	09/2017	05/2018
Private Client Services	Louisville	KY	11/2017	05/2018
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	05/2018	12/2020
Tiaa	Charlotte	NC	05/2018	12/2020
Fastenal	Concord	NC	05/2016	12/2016
Fidelity Investments	Jacksonville	FL	03/2021	Present
Unemployment	Charlotte	NC	12/2020	03/2021
Wake Forest University - Mba Program	Charlotte	NC	08/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2016 → 05/2017

Jersey Mikes

Concord, NC
08/2015 → 05/2017

University Of North Carolina At Charlotte

Charlotte, NC
06/2017 → 08/2017

The Vanguard Group, Inc.

Charlotte, NC
09/2017 → 05/2018

Uwharrie Investment Advisors

Albemarle, NC
11/2017 → 05/2018

Private Client Services

Louisville, KY
05/2018 → 12/2020

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
05/2018 → 12/2020

Tiaa

Charlotte, NC
05/2016 → 12/2016

Fastenal

Concord, NC
03/2021 → Present

Fidelity Investments

Jacksonville, FL
12/2020 → 03/2021

Unemployment

Charlotte, NC
08/2020 → Present

Wake Forest University - Mba Program

Charlotte, NC
03/2025 → Present

Fidelity Investments

Boston, MA

2021-05-21 → 2025-03-31

Fidelity Personal And Workplace Advisors

Charlotte, NC
2019-06-05 → 2020-12-03

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-28