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Vicky Wong

J.P. Morgan Securities LLC

Menlo Park, CA

San Carlos, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-19
CA RA APPROVED 2022-03-16
  • TX RA
    APPROVED_RES
    Since 2023-05-19
  • CA RA
    APPROVED
    Since 2022-03-16

Branch Locations

2550 Sand Hill Rd Ste 100, Menlo Park, CA 94025 • United States

845 Laurel Street, San Carlos, CA 94070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc South San Francisco CA 05/2017 05/2022
Jpmorgan Chase Bank South San Francisco CA 05/2017 05/2022
Unemployed San Francisco CA 10/2016 05/2017
Verizon Wireless South San Francisco CA 06/2015 10/2016
Jp Morgan Securities, Llc San Mateo CA 05/2022 Present
Jp Morgan Chase Bank, N.A. San Mateo CA 05/2022 Present
  • 05/2017 → 05/2022
    Jp Morgan Securities Llc
    South San Francisco, CA
  • 05/2017 → 05/2022
    Jpmorgan Chase Bank
    South San Francisco, CA
  • 10/2016 → 05/2017
    Unemployed
    San Francisco, CA
  • 06/2015 → 10/2016
    Verizon Wireless
    South San Francisco, CA
  • 05/2022 → Present
    Jp Morgan Securities, Llc
    San Mateo, CA
  • 05/2022 → Present
    Jp Morgan Chase Bank, N.A.
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-19
S63 Uniform Securities Agent State Law Examination 2017-09-07
  • S66 Uniform Combined State Law Examination
    2022-02-19
  • S63 Uniform Securities Agent State Law Examination
    2017-09-07
Other Names
  • Vicky Lee Wong
  • Vicky Yee Wong

View on SEC IAPD

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