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Gloria Aranzazu Barajas

Rbc Capital Markets, LLC

Atlanta, GA

Lawrenceville, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-23
  • GA RA
    APPROVED
    Since 2024-09-23

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Lawrenceville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 07/2017 09/2024
Us Auto Sales Inc Duluth GA 10/2015 02/2018
Rbc Capital Markets, Llc Atlanta GA 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12
Other Names
  • Gloria Aranzazu Barajas Cuevas
  • Aranzazu Barajas
  • Aranza Barajas

View on SEC IAPD

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