Henry Certain

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-11
TX	RA	APPROVED_RES	2023-09-07

FL RA
APPROVED

Since 2023-09-11
TX RA
APPROVED_RES

Since 2023-09-07

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Partners Latin America, Inc.	Miami	FL	03/2017	08/2023
Santander Private Banking	Miami	FL	06/2014	03/2017
Jpmorgan Chase Bank, N.A.	Miami	FL	08/2023	Present
J.P. Morgan Securities Llc	Miami	FL	08/2023	Present

03/2017 → 08/2023

Guggenheim Partners Latin America, Inc.

Miami, FL
06/2014 → 03/2017

Santander Private Banking

Miami, FL
08/2023 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
08/2023 → Present

J.P. Morgan Securities Llc

Miami, FL

Previous Registrations

2017-11-21 → 2023-08-24

Alti Wealth Management (Us International), Inc.

Coral Gables, FL
2018-10-31 → 2021-04-22

Alvarium Investment Managers (Us), Llc

Miami, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-08-03
S65	Uniform Investment Adviser Law Examination	2017-10-31

S63 Uniform Securities Agent State Law Examination

2023-08-03
S65 Uniform Investment Adviser Law Examination

2017-10-31

View on SEC IAPD

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