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Kendall Renee Marthaler

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-29
  • IL RA
    APPROVED
    Since 2025-10-29

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2018 02/2021
Citigroup New York NY 06/2017 08/2017
University Of Notre Dame Notre Dame IN 08/2016 12/2017
University Of Notre Dame Notre Dame IN 01/2016 12/2016
University Catering Notre Dame IN 01/2015 08/2017
University Of Notre Dame Notre Dame IN 08/2014 05/2018
Axiom Investors Greenwich CT 03/2021 03/2025
Neuberger Berman Chicago IL 03/2025 Present
  • 06/2018 → 02/2021
    Citigroup
    New York, NY
  • 06/2017 → 08/2017
    Citigroup
    New York, NY
  • 08/2016 → 12/2017
    University Of Notre Dame
    Notre Dame, IN
  • 01/2016 → 12/2016
    University Of Notre Dame
    Notre Dame, IN
  • 01/2015 → 08/2017
    University Catering
    Notre Dame, IN
  • 08/2014 → 05/2018
    University Of Notre Dame
    Notre Dame, IN
  • 03/2021 → 03/2025
    Axiom Investors
    Greenwich, CT
  • 03/2025 → Present
    Neuberger Berman
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2018-08-02
  • S66 Uniform Combined State Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-08-02

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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