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Francis Pinney

Wells Fargo Clearing Services, LLC

Atlanta, GA

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-01
  • GA RA
    APPROVED
    Since 2022-09-01

Branch Locations

3280 Peachtree Rd Ne Ste 400, Atlanta, GA 30305 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Atlanta GA 03/2022 Present
Wells Fargo Bank Atlanta GA 03/2022 Present
Southeast Mortgage Of Georgia, Inc. Duluth GA 06/2018 03/2022
Furman University Greenville SC 08/2014 05/2018
Ubs Florham Park NJ 07/2017 08/2017
  • 03/2022 → Present
    Wells Fargo Clearing Services
    Atlanta, GA
  • 03/2022 → Present
    Wells Fargo Bank
    Atlanta, GA
  • 06/2018 → 03/2022
    Southeast Mortgage Of Georgia, Inc.
    Duluth, GA
  • 08/2014 → 05/2018
    Furman University
    Greenville, SC
  • 07/2017 → 08/2017
    Ubs
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-30
  • S66 Uniform Combined State Law Examination
    2022-08-30
Other Names
  • Frankie Pinney

View on SEC IAPD

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