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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
NJ RA APPROVED 2019-11-18
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • NJ RA
    APPROVED
    Since 2019-11-18

Branch Locations

8 N Forklanding Road, Maple Shade, NJ 08052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Malin & Masly Financial Services Pc Maple Shade NJ 02/2013 Present
Cetera Financial Specialists, Llc Schaumburg IL 10/2017 11/2019
Cetera Investment Advisers Llc Schaumburg IL 11/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 11/2019 Present
  • 02/2013 → Present
    Malin & Masly Financial Services Pc
    Maple Shade, NJ
  • 10/2017 → 11/2019
    Cetera Financial Specialists, Llc
    Schaumburg, IL
  • 11/2019 → Present
    Schaumburg, IL
  • 11/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Other Businesses

1)NAME OF OTHER BUSINESS: MALIN & MASLY FINANCIAL SERVICES PC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREPARATION & PLANNING SERVICES ; START DATE: 02/2013 ; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND PLANNING SERVICES 2)MALIN AND MASLY FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR FINANCIAL SERVICES, FINANCIAL ADVISOR, SINCE 11/2019, 10H/WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-13
  • S66 Uniform Combined State Law Examination
    2019-11-13
Other Names
  • Norm Kaznica
  • Norman Kaznica

View on SEC IAPD

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