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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-05 |
Branch Locations
New Port Richey, FL • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Rowe Price | Tampa | FL | 10/2007 | 10/2018 |
| Facet Wealth | Baltimore | MD | 10/2018 | 04/2020 |
| E*Trade Securities Llc | Temple Terrace | FL | 04/2020 | 09/2023 |
| E*Trade Capital Management Llc | Temple Terrace | FL | 04/2020 | 11/2023 |
| Morgan Stanley | Temple Terrace | FL | 01/2023 | 09/2023 |
| Morgan Stanley | Temple Terrace | FL | 09/2023 | 09/2023 |
| Morgan Stanley | Temple Terrace | FL | 09/2023 | 09/2023 |
| Morgan Stanley | Tampa | FL | 09/2023 | 09/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 09/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 09/2024 | Present |
*593941 - DLG Enterprises, LLC; Investment related -Yes; New Port Richey, Florida; Real Estate; Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 15; Passive real estate investing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-07 |
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