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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-01-07 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
101 N Main St., El Dorado, KS 67042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greater Wichita Ymca - El Dorado Branch | El Dorado | KS | 08/2016 | 03/2017 |
| El Dorado High School | El Dorado | KS | 03/2017 | 05/2017 |
| City Of El Dorado | El Dorado | KS | 05/2017 | 08/2017 |
| Lpl Financial - Sww Advisors | El Dorado | KS | 06/2017 | 08/2017 |
| El Dorado High School | El Dorado | KS | 08/2017 | 05/2018 |
| City Of El Dorado | El Dorado | KS | 05/2018 | 08/2018 |
| Hyvee | Lawrence | KS | 08/2018 | 08/2018 |
| University Of Kansas - Robinson Center | Lawrence | KS | 09/2018 | 05/2019 |
| Grounds Guys Of East Wichita | El Dorado | KS | 05/2019 | 08/2019 |
| Wichita State University | Wichita | KS | 08/2019 | 11/2019 |
| Goodwill Of Kansas | Wichita | KS | 11/2019 | 11/2019 |
| The Slope | Wichita | KS | 12/2019 | 03/2020 |
| Wichita State University | Wichita | KS | 03/2020 | 04/2020 |
| Lpl Financial, Llc | El Dorado | KS | 04/2020 | Present |
| Iht Wealth Management Llc | El Dorado | KS | 04/2020 | Present |
1. 12/8/2020 - W Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 12/9/2020 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - - Started 04/13/2020 - 160 Hours Per Month/5 Hours During Securities Trading - I provide administrative support to IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in 4/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/7/2021 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/01/2021 - 20 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/03/2023 - Tipton Investments - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading 5. 10/03/2023 - W Investments - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 0 Hours During Trading 6. 01/30/2026 - 101 N Main LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/02/2026 - 0 hours per month/ during trading 7. 04/06/2026 - El Dorado City Commission - Other - Municipal Government Campaign - Not Investment Related - El Dorado, KS - Start Date 04/09/2025 - 10 hours per month/ 3 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-04 |
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