Chris Carlberg

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2023-11-06
TX	RA	APPROVED	2023-11-06

OR RA
APPROVED

Since 2023-11-06
TX RA
APPROVED

Since 2023-11-06

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scorpion Internet Marketing	Valencia	CA	07/2015	06/2017
Edward Jones	St.LOuis	MO	06/2017	11/2023
Lpl Financial	Bend	OR	11/2023	Present

07/2015 → 06/2017

Scorpion Internet Marketing

Valencia, CA
06/2017 → 11/2023

Edward Jones

St.LOuis, MO
11/2023 → Present

Lpl Financial

Bend, OR

Previous Registrations

2017-10-06 → 2023-11-08

Edward Jones

Burbank, CA

St Louis, MO

Studio City, CA

Bend, OR

Bend, OR

Bend, OR

Bend, OR

Other Businesses

1)10/06/2023 - PlanTree Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 2)10/06/2023 - PlanTree Wealth Partners - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Bend, OR - Start: 11/2023 - 160 Hr/Mth 3)10/06/2023 - Chris Carlberg - Artist/Musician/Actor - Non-Inv Rel - Bend, OR - Start: 01/1997 4) 08/02/2024 - Real Estate Rental - Investment Related - Saint Lucia - Start Date 10/30/2024 - 0 Hours Per Month/ During Trading 5) 08/02/2024 - Walt Disney Studios - Outside/W-2 Employment - Artist/ Musician - Not Investment Related - 500 South Buena Vista Street, Burbank, CA 91506 - Start Date 08/06/2024 - 40 Hours Per Month/ 0 Hours During Trading 6) 01/20/2026 - Plantree Wealth Partners - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-29

S66 Uniform Combined State Law Examination

2017-07-29

Other Names

Christopher Jamison Carlberg

View on SEC IAPD