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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-08 |
Branch Locations
Spokane Valley, WA • United States
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Spokane | WA | 05/2017 | 05/2019 |
| Faneuil | Spokane Valley | WA | 11/2015 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 05/2019 | 11/2021 |
| Centaurus Financial Inc. | Anaheim | CA | 02/2022 | 02/2024 |
| Osaic Wealth | Spokane | WA | 01/2024 | 09/2025 |
| Star Financial | Spokane | WA | 11/2021 | 09/2025 |
| Rbc Capital Markets, Llc | Spokane | WA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-29 |
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