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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-08-11
OH RA APPROVED 2025-07-25
TX RA APPROVED 2025-07-23
  • MD RA
    APPROVED
    Since 2025-08-11
  • OH RA
    APPROVED
    Since 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-23

Branch Locations

9710 Monroe St, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 05/2017 11/2017
Unemployed Mentor OH 10/2016 05/2017
Quintiles Dunham NC 09/2016 09/2016
Unemployed Mentor OH 11/2017 04/2018
The Huntington Investment Company Cleveland OH 05/2018 01/2021
Citizens Bank Mentor On The Lake OH 04/2018 05/2018
Edward Jones St. Louis MO 01/2021 06/2025
Cetera Wealth Services, Llc El Segundo CA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
  • 05/2017 → 11/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cleveland, OH
  • 10/2016 → 05/2017
    Unemployed
    Mentor, OH
  • 09/2016 → 09/2016
    Quintiles
    Dunham, NC
  • 11/2017 → 04/2018
    Unemployed
    Mentor, OH
  • 05/2018 → 01/2021
    Cleveland, OH
  • 04/2018 → 05/2018
    Citizens Bank
    Mentor On The Lake, OH
  • 01/2021 → 06/2025
    St. Louis, MO
  • 06/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: KINNECT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2018; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Kevin Reeg
  • Kevin Philip Reeg

View on SEC IAPD

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