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Buena Vista, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2025-05-06 |
| OH | RA | APPROVED | 2021-07-28 |
Branch Locations
Buena Vista, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2025-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wheaton College | Wheaton | IL | 09/2015 | 12/2018 |
| Hoover And Associates Financial Services, Inc | Royal Oak | MI | 05/2017 | 12/2017 |
| Northwestern Mutual | Troy | MI | 05/2018 | 11/2018 |
| Camp Cedarridge | Plymouth | MI | 06/2014 | 07/2018 |
| Wheaton College | Wheaton | IL | 08/2015 | 12/2018 |
| Cambridge Financial Advisors | Buena Vista | CO | 01/2019 | 12/2019 |
| Plan & Act | Buena Vista | CO | 01/2020 | Present |
Name: ThePension401k Investment-related: Yes Address: 912 South Main Street Nature/description: ERISA 3(38) Investment Manager services on small-business and non-profit qualified retirement plans. Position: Employee (Non-owner) Title: Team Advisor Hire date: November 2019 Hours/month: 20, all during securities trading hours Duties: To consult on open-architecture retirement plan design for small business clients, then provide ongoing fiduciary advice on plan maintenance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-16 |
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