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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-25
IL RA APPROVED 2019-04-12
  • FL RA
    APPROVED
    Since 2025-07-25
  • IL RA
    APPROVED
    Since 2019-04-12

Branch Locations

Fort Myers, FL • United States

1 Mid America Plaza Suite 222, Oakbrook Terrace, IL 60181 • United States

Batavia, IL • United States

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Oak Brook IL 06/2017 Present
Mutual Of Omaha Investor Services Oak Brook IL 11/2017 Present
Sterling Fire Department Sterling IL 08/2016 11/2016
Fifth Third Bank Dixon IL 08/2016 01/2017
Pizza Hut Schaumburg IL 02/2017 05/2017
Student Macomb IL 02/2012 12/2016
  • 06/2017 → Present
    Mutual Of Omaha Insurance Company
    Oak Brook, IL
  • 11/2017 → Present
    Mutual Of Omaha Investor Services
    Oak Brook, IL
  • 08/2016 → 11/2016
    Sterling Fire Department
    Sterling, IL
  • 08/2016 → 01/2017
    Fifth Third Bank
    Dixon, IL
  • 02/2017 → 05/2017
    Pizza Hut
    Schaumburg, IL
  • 02/2012 → 12/2016
    Student
    Macomb, IL
Other Businesses

Insurance Agent - Start Date: 07/2017 - Non-investment Related - Insurance lines of business: Life, Health, Annuities, LTC, Disability, Critical Illness, Property & Casualty - Hours/per week during trading hours: 40 Di Bella Vita Holdings - Start Date: 06/2024 - Management, Hours/per week during trading hours: 40 Di Bella Vita Financial Services - Start Date: 06/2024 - Business & Marketing Purposes, Hours/per week during trading hours: 40 Illinois State Board of Education; 01/16/2019; Non-Investment Related; Watch over classroom and students; Approximately 01 hours per week. Author; 01/15/2023; Non-Investment Related; Illustrate, Edit, Publish, Market, Author reading material; Approximately 01 hours per week. Handshake Ai; 08/13/2026; Non-Investment Related; Complete Questionnaires; Approximately 01 hours per week. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-12
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2019-04-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17

View on SEC IAPD

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