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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-14
TX RA APPROVED 2022-09-29
  • FL RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Miami Lakes FL 01/2018 07/2019
Primerica Financial Services Miami Lakes FL 09/2016 04/2019
Ocaquatics Northwest Location Miami Lakes FL 03/2016 11/2016
Combined Insurance Miami FL 04/2019 08/2019
Semape Insurance Group Miami FL 06/2019 05/2021
Sunshine Life And Health Miami FL 07/2019 05/2021
Regions Bank Hialeah FL 05/2021 02/2022
Cetera Investment Services Llc Saint Cloud MN 06/2021 02/2022
Financial Solutions Advisor Stage 1 Miami FL 02/2022 02/2022
Bank Of America, N.A. Miami FL 02/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 02/2022 Present
  • 01/2018 → 07/2019
    Pfs Investments Inc.
    Miami Lakes, FL
  • 09/2016 → 04/2019
    Primerica Financial Services
    Miami Lakes, FL
  • 03/2016 → 11/2016
    Ocaquatics Northwest Location
    Miami Lakes, FL
  • 04/2019 → 08/2019
    Combined Insurance
    Miami, FL
  • 06/2019 → 05/2021
    Semape Insurance Group
    Miami, FL
  • 07/2019 → 05/2021
    Sunshine Life And Health
    Miami, FL
  • 05/2021 → 02/2022
    Regions Bank
    Hialeah, FL
  • 06/2021 → 02/2022
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2022 → 02/2022
    Financial Solutions Advisor Stage 1
    Miami, FL
  • 02/2022 → Present
    Bank Of America, N.A.
    Miami, FL
  • 02/2022 → Present
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-18
  • S66 Uniform Combined State Law Examination
    2022-08-18
Other Names
  • Sebastian Perez
  • Sebastian Perez Quintana
  • Sebastian P Quintana
  • Sebastian Perez Quintana
  • Sebastian Perezquintana

View on SEC IAPD

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