Thomas Nathaniel Simmons

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-01

SC RA
APPROVED

Since 2025-01-01

Branch Locations

9 Whitsett St., Greenville, SC 29601 • United States

300 North Main Street, Suite 200, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	05/2017	Present
Elliott Davis Decosimo Llc	Greenville	SC	01/2014	12/2016
Unemployed - Career Path Change	Greer	SC	01/2017	05/2017
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2017	Present

05/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2014 → 12/2016

Elliott Davis Decosimo Llc

Greenville, SC
01/2017 → 05/2017

Unemployed - Career Path Change

Greer, SC
06/2017 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) MUNCASTER FINANCIAL GROUP, 9 WHITSETT ST, GREENVILLE, SC, 05/2017, ASSOCIATE, DBA, INV REL, 0 HR/MO, 0 HR/MO TRADING. 2) KKS PARTNERS, LLC, 9 WHITSETT ST, GREENVILLE, SC, 01/2021, PARTNER, REAL ESTATE INVESTMENT, INV REL, 3 HR/MO, 0 HR/MO TRADING. 3) MEALS ON WHEELS OF GREENVILLE INC, 15 OREGON ST, GREENVILLE, SC, 05/2018, ENDOWMENT TRUSTEE, INV REL, 1 HR/MO, 0 HR/MO TRADING. 4) MILLS THOMAS, LLC, 9 WHITSETT ST, GREENVILLE, SC, 09/2018, PARTNER, REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING. 5) STONE PACK, LLC, 9 WHITESETT ST, GREENVILLE, SC, 09/2018, MEMBER, REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2017, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 130 HR/MO TRADING. 7) THOMAS N. SIMMONS, LLC, 9 WHITSETT STREET, GREENVILLE SC 29601, 07/2017, CPA, TAX SERVICES, INV REL, 5 HR/MO - 0 HR/MO TRADING. 8) THOMAS N. SIMMONS, LLC - INSURANCE AGENCY, 300 N MAIN ST, STE 200, GREENVILLE SC 29601, 08/2017, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 4 HR/MO - 0 HR/MO TRADING. 9) GREENVILLE POLICE FOUNDATION, PO BOX 8512, GREENVILLE, SC, 01/2024, BOARD MEMBER, FOUNDATION, NIR, 1 HR/MO, 1 HR/MO TRADING. 10) THOMAS N. SIMMONS, LLC - MANAGEMENT COMPANY, 300 N MAIN ST, STE 200, GREENVILLE SC 29601, 08/2026, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 4 HR/MO - 0 HR/MO TRADING. 11) SIMMONS FAMILY WEALTH, 300 N MAIN ST, STE 200, GREENVILLE SC 29601, 08/2026, OWNER, DBA NAME, INV REL, 150 HR/MO - 136 HR/MO TRADING. 12) THOMAS N. SIMMONS, LLC - CPA FIRM, 300 N MAIN ST, STE 200, GREENVILLE SC 29601, 07/2017, OWNER, TAX SERVICES, NIR, 0 HR/MO - 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-26

S66 Uniform Combined State Law Examination

2017-06-26

Other Names

Thomas Nathanel Simmons

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