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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-06-18
NC RA APPROVED 2024-06-03
  • WV RA
    APPROVED
    Since 2024-06-18
  • NC RA
    APPROVED
    Since 2024-06-03

Branch Locations

Dunbar, WV • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Morgantown WV 04/2015 02/2022
The Huntington Investment Company Columbus OH 05/2017 02/2022
Alight Financial Solutions Lincolnshire IL 02/2022 Present
  • 04/2015 → 02/2022
    Huntington National Bank
    Morgantown, WV
  • 05/2017 → 02/2022
    The Huntington Investment Company
    Columbus, OH
  • 02/2022 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-01
S63 Uniform Securities Agent State Law Examination 2017-07-18
  • S65 Uniform Investment Adviser Law Examination
    2024-06-01
  • S63 Uniform Securities Agent State Law Examination
    2017-07-18

View on SEC IAPD

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