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Patrick Aidan Murphy

Wells Fargo Clearing Services, LLC

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-27
IL RA APPROVED 2018-09-26
  • TX RA
    APPROVED
    Since 2018-09-27
  • IL RA
    APPROVED
    Since 2018-09-26

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 05/2018 Present
Vertex Planning Partners Lombard IL 05/2017 04/2018
Bmo Harris Chicago IL 12/2016 02/2017
College: Northern Illinois University Dekalb IL 05/2014 05/2018
  • 05/2018 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 05/2017 → 04/2018
    Vertex Planning Partners
    Lombard, IL
  • 12/2016 → 02/2017
    Bmo Harris
    Chicago, IL
  • 05/2014 → 05/2018
    College: Northern Illinois University
    Dekalb, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-25
  • S66 Uniform Combined State Law Examination
    2018-09-25
Other Names
  • Patrick Murphy A.
  • Patrick A Murphy

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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