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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-13 |
Branch Locations
Gainsville, FL • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Moreno Valley | CA | 04/2012 | 08/2022 |
| Wells Fargo Clearing Services Llc | Moreno Valley | CA | 05/2017 | 08/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 08/2022 | 05/2025 |
| Lpl Financial Llc | San Diego | CA | 05/2025 | 03/2026 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2026 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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