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Brandon Thomas Lopez

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Phoenix, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-16
CA RA APPROVED 2022-02-14
  • AZ RA
    APPROVED
    Since 2022-02-16
  • CA RA
    APPROVED
    Since 2022-02-14

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

3102 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Phoenix AZ 01/2015 Present
Wells Fargo Clearing Services, Llc Scottsdale AZ 05/2017 05/2021
Wells Fargo Clearing Services, Llc Phoenix AZ 09/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S66 Uniform Combined State Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10
Other Names
  • Brandon Lopez
  • Brandon Thomas Lopez

View on SEC IAPD

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