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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-19 |
| CA | RA | APPROVED | 2022-09-12 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
19450 N Sunrise Blvd, Surprise, AZ 85374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Glendale | AZ | 10/2015 | Present |
| Wells Fargo Clearing Services, Llc | Glendale | AZ | 05/2017 | Present |
| Kay Jewelers | Glendale | AZ | 06/2013 | 11/2016 |
ARIZONA NOTARY PUBLIC; NOT INVESTMENT RELATED; GLENDALE,AZ; START DATE 09/01/2021; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 20; NOTARIZING DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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