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Current Employers
Desert Rose Capital Management, Inc.

2929 W. Navigator Drive Ste. 320, Meridian, ID 83642 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-09-12
  • ID RA
    APPROVED
    Since 2024-09-12

Branch Locations

2929 W. Navigator Drive Ste. 320, Meridian, ID 83642 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc W. Palm Beach FL 04/2017 02/2018
At&T North Palm Beach FL 10/2013 03/2017
Adt West Palm Beach FL 04/2017 06/2017
The Prudential Insurance Company Of America W. Palm Beach FL 10/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 11/2018 02/2020
City Of West Palm Beach West Palm Beach FL 03/2018 09/2018
Us Health Advisors Fort Worth FL 08/2018 11/2018
Sprint West Palm Beach FL 01/2018 03/2018
Northwestern Mutual Investments Services Llc Palm Beach Gardens FL 03/2020 03/2020
Park Avenue Securities Llc West Palm Beach FL 03/2020 12/2020
Newbridge Securities Corporation Boca Raton FL 12/2020 12/2020
Newbridge Financial Services Group, Inc Boca Raton FL 12/2020 01/2022
Ameriprise Financial Services, Llc Boca Raton FL 02/2022 04/2022
New York Life Insurance Co Sunrise FL 05/2022 10/2023
Nylife Securities Llc Sunrise FL 07/2022 10/2023
Desert Rose Capital Management Inc. Meridian ID 08/2024 Present
Self-Employed Port St. Lucie FL 10/2023 08/2024
Us Life Meridian ID 07/2024 Present
  • 04/2017 → 02/2018
    Pruco Securities, Llc
    W. Palm Beach, FL
  • 10/2013 → 03/2017
    At&T
    North Palm Beach, FL
  • 04/2017 → 06/2017
    Adt
    West Palm Beach, FL
  • 10/2017 → 02/2018
    The Prudential Insurance Company Of America
    W. Palm Beach, FL
  • 11/2018 → 02/2020
    Boca Raton, FL
  • 03/2018 → 09/2018
    City Of West Palm Beach
    West Palm Beach, FL
  • 08/2018 → 11/2018
    Us Health Advisors
    Fort Worth, FL
  • 01/2018 → 03/2018
    Sprint
    West Palm Beach, FL
  • 03/2020 → 03/2020
    Northwestern Mutual Investments Services Llc
    Palm Beach Gardens, FL
  • 03/2020 → 12/2020
    Park Avenue Securities Llc
    West Palm Beach, FL
  • 12/2020 → 12/2020
    Newbridge Securities Corporation
    Boca Raton, FL
  • 12/2020 → 01/2022
    Newbridge Financial Services Group, Inc
    Boca Raton, FL
  • 02/2022 → 04/2022
    Boca Raton, FL
  • 05/2022 → 10/2023
    New York Life Insurance Co
    Sunrise, FL
  • 07/2022 → 10/2023
    Nylife Securities Llc
    Sunrise, FL
  • 08/2024 → Present
    Meridian, ID
  • 10/2023 → 08/2024
    Self-Employed
    Port St. Lucie, FL
  • 07/2024 → Present
    Us Life
    Meridian, ID
Previous Registrations
Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 4690 Portofino Way, Apt 104, West Palm Beach, FL 33409; start 05/2022; commissions; 10 hours per month, 10 hours during securities trading hours; insurance related] [SKR HDGS LLC - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 4690 Portofino Way, Apt 104, West Palm Beach, FL 33409; Start Date 01/2022; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Outdare Entertainment, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 7750 OKEECHOBEE BLVD 4-317 WEST PALM BEACH, FL 33411; Start Date 03/2017; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Dream The Impossible, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 7750 Okeechobee Blvd 4-317 West Palm Beach, FL 33411; Start Date 07/2013; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Dream The Impossible Press Corp - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. Owner of company name.; 7750 OKEECHOBEE BLVD SUITE 4-317 WEST PALM BEACH, FL 33411; Start Date 05/2017; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Star Administrative Services, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. Owner of company name.; 8090 NW 13TH STREET UNIT A MARGATE, FL 33063; Start Date 08/2011; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Savvy Money Factory, LLC - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 4690 Portofino Way Apt 104 West Palm Beach, FL 33409; Start Date 06/2020; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-11
  • S66 Uniform Combined State Law Examination
    2019-04-11
Other Names
  • Sherika Ralliford
  • Sherika K Ralliford

View on SEC IAPD

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