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Caitlin M Dahl

Rockefeller Financial LLC

Orland Park, IL

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-22
TX RA APPROVED 2025-01-24
  • IL RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

Orland Park, IL • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Bank Orland Park IL 08/2016 07/2018
The Huntington Investment Compnay Columbus OH 05/2017 07/2018
Rbc Capital Markets, Llc. Oakbrook Terrace IL 07/2018 08/2021
Morgan Stanley Chicago IL 08/2021 01/2025
Rockefeller Financial Llc Oak Brook IL 01/2025 07/2026
Rockefeller Capital Management Oak Brook IL 01/2025 07/2026
Rockefeller Financial Llc Orland Park IL 08/2026 Present
Previous Registrations
Other Businesses

* 480185 - Power of Attorney; Investment related Yes; City, State; Power of Attorney; 01/2022; During business hours: 0; After business hours: 2; Investment Decisions/Advice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-17
S63 Uniform Securities Agent State Law Examination 2017-07-18
  • S66 Uniform Combined State Law Examination
    2022-01-17
  • S63 Uniform Securities Agent State Law Examination
    2017-07-18
Other Names
  • Caitlin Mae Dahl
  • Caitlin Dahl

View on SEC IAPD

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