Marcus James Allen

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-04
NC	RA	APPROVED	2018-02-02

TX RA
APPROVED_RES

Since 2023-04-04
NC RA
APPROVED

Since 2018-02-02

Branch Locations

Wake Forest, NC • United States

5104 Bur Oak Circle, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Wake Forest	NC	04/2017	09/2017
Appalachian Ski Mountain	Blowing Rock	NC	12/2016	03/2017
Appalachian State University	Boone	NC	08/2011	12/2016
Equitable Advisors, Llc	New York	NY	09/2017	Present

04/2017 → 09/2017

Unemployed

Wake Forest, NC
12/2016 → 03/2017

Appalachian Ski Mountain

Blowing Rock, NC
08/2011 → 12/2016

Appalachian State University

Boone, NC
09/2017 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA: Legacy Wealth Strategies, Non Profit Raleigh Rescue Mission Role: Volunteer at a homeless shelter, sporadically mentor homeless men as they reinter the job market. Address: 314 E Hargett St, Raleigh, NC 27601 Start Date: 6/1/2023 Hours: 7/Mo. Not Insurance/Investment Related. ADF Coastal LLC, partial owner of an LLC that would buy a condo and rent out for profit. Address: 6037 Doonan St Wake Forest NC 27587, Start Date: 7/28/2026, Hours: 5/mo. Not Insurance/Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-09

S66 Uniform Combined State Law Examination

2017-10-09