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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED | 2021-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance | Horsham | PA | 03/2017 | 06/2019 |
| At & T | Bangor | ME | 08/2014 | 03/2017 |
| Southern New Hampshire University | Manchester | NH | 09/2015 | 01/2017 |
| Hornor Townsend & Kent Inc | Horsham | PA | 06/2017 | 06/2019 |
| Wells Fargo Clearing Services Llc | Boston | MA | 06/2019 | 10/2020 |
| J.P. Morgan Chase Bank, N.A. | Boston | MA | 10/2020 | Present |
| J.P. Morgan Securities, Llc | Boston | MA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-25 |
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