Natalie A Swords

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-09-01
TX	RA	APPROVED	2023-08-30

GA RA
APPROVED

Since 2023-09-01
TX RA
APPROVED

Since 2023-08-30

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Georgia Bureau Of Investigation: Region 11 Field Office	Athens	GA	08/2016	12/2016
Unemployed	Canton	GA	01/2017	06/2017
University Of Georgia	Athens	GA	08/2016	12/2016
The Vanguard Group, Inc.	Charlotte	NC	07/2017	01/2019
Lpl Financial Llc	Fort Mill	SC	01/2019	01/2021
E*Trade Securities Llc	Alpharetta	GA	02/2021	10/2022
E*Trade Securities Llc	Atlanta	GA	10/2022	10/2022
Morgan Stanley Smith Barney	Atlanta	GA	02/2021	Present

08/2016 → 12/2016

Georgia Bureau Of Investigation: Region 11 Field Office

Athens, GA
01/2017 → 06/2017

Unemployed

Canton, GA
08/2016 → 12/2016

University Of Georgia

Athens, GA
07/2017 → 01/2019

The Vanguard Group, Inc.

Charlotte, NC
01/2019 → 01/2021

Lpl Financial Llc

Fort Mill, SC
02/2021 → 10/2022

E*Trade Securities Llc

Alpharetta, GA
10/2022 → 10/2022

E*Trade Securities Llc

Atlanta, GA
02/2021 → Present

Morgan Stanley Smith Barney

Atlanta, GA

Other Businesses

1. NAT Investments LLC 2. Investment Related: No 3. (Personal Address) 4. Rental Properties 5. Member 6. 02/09/2012 7. Hours devoted to business: 0 8. Hours devoted during Securities business: 0 9. Solely listed as a member

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-29
S63	Uniform Securities Agent State Law Examination	2017-10-09

S66 Uniform Combined State Law Examination

2023-08-29
S63 Uniform Securities Agent State Law Examination

2017-10-09

Other Names

Natalie Alexandra Swords
Natalie Swords
Natalie A. Swords

View on SEC IAPD