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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-03-30
  • KS RA
    APPROVED
    Since 2018-03-30

Branch Locations

Wichita, KS • United States

1635 N. Waterfront Pkwy Suite 250, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Wichita KS 05/2017 Present
The Commerce Trust Company Kansas City MO 01/2016 05/2017
  • 05/2017 → Present
    Ubs Financial Services
    Wichita, KS
  • 01/2016 → 05/2017
    The Commerce Trust Company
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
  • S66 Uniform Combined State Law Examination
    2018-03-30

View on SEC IAPD

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