Miguel Garcia

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-01
FL	RA	APPROVED	2025-07-07

TX RA
APPROVED

Since 2025-08-01
FL RA
APPROVED

Since 2025-07-07

Branch Locations

Tampa, FL • United States

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Temple Terrace	FL	06/2021	09/2023
Unemployed	Tampa	FL	02/2021	06/2021
Verizon Connect	Temple Terrace	FL	12/2019	02/2021
Verizon Wireless	Tampa	FL	07/2018	11/2019
Olive Garden	Tampa	FL	07/2011	07/2018
Northwestern Mutual	Tampa	FL	06/2017	10/2017
Morgan Stanley	Tampa	FL	01/2023	Present

06/2021 → 09/2023

E*Trade Securities Llc

Temple Terrace, FL
02/2021 → 06/2021

Unemployed

Tampa, FL
12/2019 → 02/2021

Verizon Connect

Temple Terrace, FL
07/2018 → 11/2019

Verizon Wireless

Tampa, FL
07/2011 → 07/2018

Olive Garden

Tampa, FL
06/2017 → 10/2017

Northwestern Mutual

Tampa, FL
01/2023 → Present

Morgan Stanley

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-03
S63	Uniform Securities Agent State Law Examination	2021-10-08

S66 Uniform Combined State Law Examination

2025-07-03
S63 Uniform Securities Agent State Law Examination

2021-10-08

View on SEC IAPD

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