Best Investors Account Sign in

Bradley Thomas Sochowski

Ubs Financial Services Inc.

Los Angeles, CA

Dallas, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
CA RA APPROVED 2019-03-29
  • TX RA
    APPROVED
    Since 2022-07-26
  • CA RA
    APPROVED
    Since 2019-03-29

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucla Los Angeles CA 08/2014 06/2018
Ubs Financial Services Inc. Los Angeles CA 07/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-29
  • S66 Uniform Combined State Law Examination
    2019-03-29

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor