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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-25
  • GA RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-25

Branch Locations

Atlanta, GA • United States

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 06/2019 09/2024
University Of South Carolina Columbia SC 09/2015 05/2019
Rbc Capital Markets, Llc Atlanta GA 09/2024 Present
  • 06/2019 → 09/2024
    Ubs Financial Services
    Atlanta, GA
  • 09/2015 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 09/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Georgia Community Support And Solutions, Inc. ADDRESS: 3301 Buckeye Rd. Suite 700, Atlanta, GA, 30341 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 12/12/2024 CAPACITY: Board of Directors DUTIES: As a board member we review the leadership team of the organization to make sure they are making decisions that better the people they serve. We vote on high level matters like whether or not to hire certain executives, what programs should be kept or wound down, HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-18
  • S66 Uniform Combined State Law Examination
    2019-12-18
Designations

View on SEC IAPD

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