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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-08 |
| TX | RA | APPROVED | 2024-10-08 |
Branch Locations
350 East St John Street, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Citadel Military College Of South Carolina | Charleston | SC | 07/2013 | 05/2017 |
| Unemployed | Mt. Pleasant | SC | 05/2017 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 07/2017 | 10/2018 |
| First Heartland Capital Inc | Lake St. Louis | MO | 10/2018 | Present |
1) 09/2024 - Walker, Higgins and Associates Wealth Management, LLC / Non-Variable Insurance / Inv. Related / Spartanburg, SC / Start date 10/01/2018 - 10 Hrs per month - 20 % Time Spent 2) 09/2024 - Walker, Higgins and Associates Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-24 |
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