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Yuan Qi

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2018-03-13
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2018-03-13

Branch Locations

3478 California St Suite 100, San Francisco, CA 94118-1837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 05/2017 Present
Chilis Plantation FL 04/2016 12/2016
Unemployed Phoenix AZ 01/2017 05/2017
The Jetties Beach Apparel Ft. Lauderdale FL 01/2015 01/2017
Charles Schwab Bank, Ssb San Francisco CA 08/2018 Present
  • 05/2017 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 04/2016 → 12/2016
    Chilis
    Plantation, FL
  • 01/2017 → 05/2017
    Unemployed
    Phoenix, AZ
  • 01/2015 → 01/2017
    The Jetties Beach Apparel
    Ft. Lauderdale, FL
  • 08/2018 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-13
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2018-03-13
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18
Other Names
  • Yuan Michael Qi
  • Michael Qi

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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