Wendy J Pyne

Current Employers

Protegro, Inc.

Ashland, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-02-27

MA RA
APPROVED

Since 2024-02-27

Branch Locations

Ashland, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wendy Pyne	Ashland	MA	08/2003	Present
Sii Invesments, Inc./ Peabody Financial	Danvers	MA	05/2017	12/2017
Gradient Advisors, Llc	Arden Hills	MN	01/2018	12/2018
Protegro, Inc.	Ashland	MA	04/2018	Present
Financial & Tax Architects	Saint Louis	MO	02/2019	03/2023

08/2003 → Present

Wendy Pyne

Ashland, MA
05/2017 → 12/2017

Sii Invesments, Inc./ Peabody Financial

Danvers, MA
01/2018 → 12/2018

Gradient Advisors, Llc

Arden Hills, MN
04/2018 → Present

Protegro, Inc.

Ashland, MA
02/2019 → 03/2023

Financial & Tax Architects

Saint Louis, MO

Previous Registrations

2019-02-06 → 2023-03-31

Financial & Tax Architects, Llc

Ashland, MA
2018-01-23 → 2019-01-18

Gradient Advisors, Llc

Ashland, MA

Arden Hills, MN
2017-07-07 → 2017-12-04

Sii Investments, Inc.

Danvers, MA

Other Businesses

1) ASHLAND BUSINESS ASSOCIATION - LOCATED IN ASHLAND, MA - MEMBERSHIP ORGANIZATION - START DATE: 08/2017, 1 hour month, not invesment related - Ashland MA 2) Polka Dot Powerhouse. Member since February 2018. Managing director since September 2023, 40 hours per month - Not investment related - Eau Claire WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-12

S66 Uniform Combined State Law Examination

2017-06-12

Designations

Other Names

Wendy Jp Poole
Wendy Pyne

View on SEC IAPD