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Inactive

Michael Deforest Howard-Johnson

Shepherd Kaplan LLC

Boston, MA

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Current Employers
Shepherd Kaplan Llc

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-29
  • MA RA
    APPROVED
    Since 2018-06-29

Branch Locations

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc New York NY 05/2017 05/2018
First Republic Investment Management, Inc. New York NY 07/2016 05/2018
Shepherd Kaplan, Llc Boston MA 06/2018 10/2020
Shepherd Kaplan Llc Boston MA 10/2020 Present
  • 05/2017 → 05/2018
    First Republic Securities Company, Llc
    New York, NY
  • 07/2016 → 05/2018
    First Republic Investment Management, Inc.
    New York, NY
  • 06/2018 → 10/2020
    Shepherd Kaplan, Llc
    Boston, MA
  • 10/2020 → Present
    Shepherd Kaplan Llc
    Boston, MA
Previous Registrations
  • 2017-07-28 → 2018-05-15
    J.P. Morgan Private Wealth Advisors Llc
    | New York, NY
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-28
  • S66 Uniform Combined State Law Examination
    2017-07-28
Other Names
  • Mike Howard-Johnson

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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