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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-20 |
Branch Locations
Port Saint Lucie, FL • United States
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Stuart | FL | 06/2017 | 08/2017 |
| Suntrust | Palm City | FL | 02/2015 | 06/2017 |
| United Capital | Fort Lauderdale | FL | 01/2018 | 04/2018 |
| Unemployed | Port St Lucie | FL | 05/2018 | 10/2018 |
| Mark Warner | Palm Beach Gdns | FL | 10/2018 | 05/2019 |
| Unemployed | Port St Lucie | FL | 08/2017 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 01/2020 |
| Northwestern Mutual Investment Services Llc | Palm Bch Gdns | FL | 09/2019 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jupiter | FL | 02/2020 | 08/2021 |
| Bank Of America, N.A. | Jupiter | FL | 05/2020 | 08/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 08/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Invest Services. Dually licensed. 10/01/2021. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
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