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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-10 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
Flower Mound, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Flower Mound | TX | 05/2017 | 07/2017 |
| Liberty Mutual Insurance Company | Mckinney | TX | 12/2015 | 04/2017 |
| Self-Employed | Flower Mound | TX | 04/2014 | 12/2017 |
| Valic Financial Advisors, Inc. | Plano | TX | 09/2017 | 08/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 09/2019 | Present |
| Tiaa | Frisco | TX | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-10 |
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