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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-07-17 |
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpm Investment Management | Columbus | OH | 05/2017 | 10/2018 |
| Jpm Distribution Srvcs, Inc. | Columbus | OH | 05/2017 | 10/2018 |
| Kellogg Executive Education | Evanston | IL | 09/2016 | 02/2017 |
| Northwestern University | Evanston | IL | 09/2016 | 03/2017 |
| Unemployed | Columbus | OH | 04/2017 | 05/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 09/2020 | Present |
| Jpmorgan Securities Llc | New York | NY | 09/2020 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 10/2018 | 09/2020 |
Entity Name: Figure.AI Investment related: No "Address: Sunnyvale, California, 94089 https://www.figure.ai/" Nature of the other business: Robotics Position/Title/Relationship: Owner/Partner Start Date: 04/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AI autonomous Robotics company Entity Name: Hark Investment related: No Address: San Jose, CA Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 03/09/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Agentic AI, I am investing as a passive investor. There is no similarity to my role at JPMorgan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-31 |
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