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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-17
TX RA APPROVED 2023-07-06
  • CT RA
    APPROVED
    Since 2023-07-17
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpm Investment Management Columbus OH 05/2017 10/2018
Jpm Distribution Srvcs, Inc. Columbus OH 05/2017 10/2018
Kellogg Executive Education Evanston IL 09/2016 02/2017
Northwestern University Evanston IL 09/2016 03/2017
Unemployed Columbus OH 04/2017 05/2017
Jpmorgan Chase Bank Na New York NY 09/2020 Present
Jpmorgan Securities Llc New York NY 09/2020 Present
Jpmorgan Chase Bank Na New York NY 10/2018 09/2020
  • 05/2017 → 10/2018
    Jpm Investment Management
    Columbus, OH
  • 05/2017 → 10/2018
    Jpm Distribution Srvcs, Inc.
    Columbus, OH
  • 09/2016 → 02/2017
    Kellogg Executive Education
    Evanston, IL
  • 09/2016 → 03/2017
    Northwestern University
    Evanston, IL
  • 04/2017 → 05/2017
    Unemployed
    Columbus, OH
  • 09/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 10/2018 → 09/2020
    Jpmorgan Chase Bank Na
    New York, NY
Other Businesses

Entity Name: Figure.AI Investment related: No "Address: Sunnyvale, California, 94089 https://www.figure.ai/" Nature of the other business: Robotics Position/Title/Relationship: Owner/Partner Start Date: 04/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AI autonomous Robotics company Entity Name: Hark Investment related: No Address: San Jose, CA Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 03/09/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Agentic AI, I am investing as a passive investor. There is no similarity to my role at JPMorgan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-06
S63 Uniform Securities Agent State Law Examination 2017-10-31
  • S65 Uniform Investment Adviser Law Examination
    2023-07-06
  • S63 Uniform Securities Agent State Law Examination
    2017-10-31
Other Names
  • Jacob Daniel Berkowitz
  • Jacob D Berkowitz

View on SEC IAPD

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