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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-05-18
  • IN RA
    APPROVED
    Since 2022-05-18

Branch Locations

300 Highway 361, Crane, IN 47522 • United States

1 West Gate Dr, Odon, IN 47562 • United States

2102 State St, Washington, IN 47501 • United States

2033 E State Rd 54, Linton, IN 47441 • United States

279 E Morgan St, Spencer, IN 47460 • United States

2028 N Morton St, Franklin, IN 46131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Luxottica Of North America Indianapolis IN 10/2012 04/2017
Mass Mutual Life Insurance Company Indianapolis IN 04/2017 07/2019
Mml Investors Services Indianapolis IN 08/2017 07/2019
Cuna Brokerage Services, Inc. Waverly IA 07/2019 05/2022
Crane Credit Union Bloomington IN 07/2019 Present
Pier1 Imports Carmel IN 01/2019 06/2019
Lpl Financial Llc Odon IN 05/2022 Present
  • 10/2012 → 04/2017
    Luxottica Of North America
    Indianapolis, IN
  • 04/2017 → 07/2019
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 08/2017 → 07/2019
    Mml Investors Services
    Indianapolis, IN
  • 07/2019 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2019 → Present
    Crane Credit Union
    Bloomington, IN
  • 01/2019 → 06/2019
    Pier1 Imports
    Carmel, IN
  • 05/2022 → Present
    Odon, IN
Previous Registrations
  • 2019-07-30 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Bloomington, IN
    Odon, IN
    Washington, IN
    Linton, IN
    Crane, IN
    Franklin, IN
  • 2018-02-20 → 2019-07-16
    Indianapolis, IN
Other Businesses

1) 05-18-2022-Crane Credit Union- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 7/17/2019-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100% 2) 05/12/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Crane Investment Services- Investment Related- At Reported Business Location(s) 3) 07/06/2026 - Casey Madsen - Author - Not Investment Related - Bloomington, IN - Start Date 07/02/2026 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-05
S63 Uniform Securities Agent State Law Examination 2017-11-30
  • S65 Uniform Investment Adviser Law Examination
    2018-02-05
  • S63 Uniform Securities Agent State Law Examination
    2017-11-30

View on SEC IAPD

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