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Richard Francis Chautin

Blue Cypress Wealth Management, LLC

Baton Rouge, LA

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Current Employers
Blue Cypress Wealth Management, Llc

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-10
LA RA APPROVED 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2021-03-10
  • LA RA
    APPROVED
    Since 2021-01-19

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Baton Rouge LA 05/2017 10/2017
Unemployed Shreveport LA 09/2016 05/2017
International Snubbing Services, Llc Arnaudville LA 08/2012 09/2016
Foresters Financial Services Baton Rouge LA 10/2017 06/2019
Foresters Advisory Services Baton Rouge LA 08/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 07/2019
Cetera Investment Advisers Llc Baton Rouge LA 06/2019 07/2019
Blue Cypress Wealth Management, Llc Baton Rouge LA 05/2019 Present
Blue Cypress Wealth Management, Llc Baton Rouge LA 07/2019 Present
  • 05/2017 → 10/2017
    Foresters Financial Services
    Baton Rouge, LA
  • 09/2016 → 05/2017
    Unemployed
    Shreveport, LA
  • 08/2012 → 09/2016
    International Snubbing Services, Llc
    Arnaudville, LA
  • 10/2017 → 06/2019
    Foresters Financial Services
    Baton Rouge, LA
  • 08/2018 → 06/2019
    Foresters Advisory Services
    Baton Rouge, LA
  • 06/2019 → 07/2019
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → 07/2019
    Baton Rouge, LA
  • 05/2019 → Present
    Baton Rouge, LA
  • 07/2019 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

Richard Chautin, Independent Insurance Agent; 2537 Broussard St Baton Rouge, LA 70808; Start Date: 08/2019; Duties - research of insurance carriers, writing applications, and servicing existing insurance policies; Approx 10 hrs/month devoted to this business. Richard Chautin, Myran's, Inc.; Non-Investment-Related; 1023 Neblett Street, Arnaudville LA 70512; Restaurant/Hospitality Business; Social Media and Website/E-commerce Manager; Start Date: May 2020; Approximately 8 hrs/month devoted to this business, zero (0) during securities trading hours; Duties: Provide business updates and responses to customers through social media, maintain business website, and fulfill online customer order shipments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-27
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S65 Uniform Investment Adviser Law Examination
    2018-08-27
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10
Other Names
  • Richie Francis Chautin

View on SEC IAPD

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