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Baton Rouge, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-10 |
| LA | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Baton Rouge | LA | 05/2017 | 10/2017 |
| Unemployed | Shreveport | LA | 09/2016 | 05/2017 |
| International Snubbing Services, Llc | Arnaudville | LA | 08/2012 | 09/2016 |
| Foresters Financial Services | Baton Rouge | LA | 10/2017 | 06/2019 |
| Foresters Advisory Services | Baton Rouge | LA | 08/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 07/2019 |
| Cetera Investment Advisers Llc | Baton Rouge | LA | 06/2019 | 07/2019 |
| Blue Cypress Wealth Management, Llc | Baton Rouge | LA | 05/2019 | Present |
| Blue Cypress Wealth Management, Llc | Baton Rouge | LA | 07/2019 | Present |
Richard Chautin, Independent Insurance Agent; 2537 Broussard St Baton Rouge, LA 70808; Start Date: 08/2019; Duties - research of insurance carriers, writing applications, and servicing existing insurance policies; Approx 10 hrs/month devoted to this business. Richard Chautin, Myran's, Inc.; Non-Investment-Related; 1023 Neblett Street, Arnaudville LA 70512; Restaurant/Hospitality Business; Social Media and Website/E-commerce Manager; Start Date: May 2020; Approximately 8 hrs/month devoted to this business, zero (0) during securities trading hours; Duties: Provide business updates and responses to customers through social media, maintain business website, and fulfill online customer order shipments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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