Weston Poulos

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-06-03
TX	RA	APPROVED	2026-06-03

NC RA
APPROVED

Since 2026-06-03
TX RA
APPROVED

Since 2026-06-03

Branch Locations

4032 Masonboro Loop Rd Unit102, Wilmington, NC 28409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Wilmington	NC	06/2026	Present
Mass Mutual Life Insurance Co	Wilmington	NC	07/2016	06/2026
Mml Investors Services, Llc	Wilmington	NC	06/2017	06/2026

06/2026 → Present

Lpl Financial, Llc

Wilmington , NC
07/2016 → 06/2026

Mass Mutual Life Insurance Co

Wilmington, NC
06/2017 → 06/2026

Mml Investors Services, Llc

Wilmington, NC

Previous Registrations

2017-08-25 → 2026-06-05

Mml Investors Services, Llc

Addison, TX

Dallas, TX

Wilmington, NC

Other Businesses

1. 5/2026 - Spectrum Wealth Strategies - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/3/2026 2. 5/2026 - Self - Non-Variable Insurance - INV REL - 5 Hour(s)/Month – 5 Hour(s) During Trading - Wilmington NC 28409 - OBA Start date: 08/01/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-11

S66 Uniform Combined State Law Examination

2017-08-11

Designations

View on SEC IAPD